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Regulatory & Investor Disclosures

Regulatory and investor disclosures for Investeria Financial Services Pvt. Ltd.

Registration information

The entity and registration details below are reproduced from Investeria's official website.

Risk statement

Investment risk disclosure

Investments in the securities market are subject to market risk. Read all scheme- and issue-related documents carefully before investing. Past performance is not indicative of future returns. Securities quoted, where shown, are illustrative examples and not recommendations.

Entity information

Registration details

Investeria Financial Services Pvt. Ltd. is promoted by Raghuveer Broking Private Limited.

SEBI stock brokerINZ000225432

DP registrationIN-DP-297-2016

Depository participantCDSLDP ID 12072900

BSE membership6462

NSE membership14452

MCX membership46090

MSEI membership81900

AMFI distributorARN 82323

Clearing member codeM50302Globe Capital Ltd

Trading facility

Margin Trading Facility (MTF)

MTF offerings are governed by SEBI circular no. CIR/MIRSD/16/2011 and SEBI circular CIR/MRD/DP/54/2017 on margin trading, and form part of the account opening agreement, subject to periodic regulatory updates.

Investor support

Grievance redressal

Compliance Officer: Mr. Sanjay V. Kotak — compliance@investeria.in — 079-49199817
Four-level investor grievance escalation matrix on the Contact page
Access to SEBI SCORES and Smart Online Dispute Resolution (Smart ODR)
Exchange redressal forums and arbitration mechanisms prescribed by BSE, NSE, MCX & MSEI

Rights & responsibilities

Investor Charter

SEBI requires registered intermediaries to publish an Investor Charter covering:

Services provided to investors and associated timelines
Rights and responsibilities of investors
Dos and don'ts, including unauthorised-trading guidance
Grievance escalation through SCORES and Smart ODR

Open Investor Compliance Centre

Investor protection

Attention investors

IPO applications: Use ASBA/UPI through permitted channels. The application amount remains blocked in your bank account and is debited only to the extent required on allotment.
Prevent unauthorised transactions: Keep your registered mobile number and email updated with Investeria and CDSL. Review exchange/depository alerts and report unfamiliar transactions immediately.
KYC: KYC is generally a one-time securities-market exercise through a SEBI-registered intermediary, subject to updating or revalidation requirements prescribed from time to time.
Pledge authentication: Never share an OTP, TPIN, password or verification link. Confirm pledge/unpledge instructions only through the prescribed depository process.
No assured returns: Investeria, its employees and Authorised Persons are not permitted to promise fixed, guaranteed or assured returns.
Keep details current: Promptly update your email, mobile number, bank and nomination details whenever they change.

Mandatory risk awareness

Risk disclosure on equity derivatives

Trading in equity Futures & Options involves significant risk. SEBI's prescribed disclosure based on its FY 2021-22 study states:

9 out of 10 individual traders in the equity F&O segment incurred net losses.
On average, loss-makers registered a net trading loss close to ₹50,000.
In addition to net trading losses, loss-makers spent an additional 28% of net trading losses as transaction costs.
Profit-makers incurred transaction costs ranging between 15% and 50% of their net trading profits.

Updated SEBI study:

SEBI subsequently reported that 93% of individual traders incurred losses in equity F&O during FY 2021-22 to FY 2023-24. Investors should assess their experience, financial position and risk tolerance before trading in derivatives.

SEBI risk-disclosure circular ↗Updated SEBI study ↗